WHO WE HELP / FINANCIAL SERVICES
AI your licence can live with ASIC found roughly half of licensees reviewed had no AI-specific risk policies while staff already use AI daily (REP 798 ); CPS 230 is in force; advice documentation is being re-engineered under DBFO . The regulator conversation about AI has started whether you've joined it or not.
02 / WHAT WE FIND
What we find in firms like yours PAIN 01 Shadow AI, uninventoried Staff already use AI tools nobody has listed, assessed or governed - and the register your regulator expects doesn't exist yet.
PAIN 02 File preparation labour Loan and advice file preparation eats senior hours on work that is high-volume, rule-bound and measurable - the profile automation pays in.
PAIN 03 Registers kept by hand Compliance registers maintained manually, under deadline, by people whose time is worth more than the task.
03 / THE OFFER FOR YOU
AI Risk & Readiness Review The register, the policy, the board pack, and the safe-next-automations list, in 2-4 weeks at a fixed fee. Then build only what survived scoring.
See the review AI-use inventory across the firm Risk register and practical use policy Board pack your directors can defend Safe-next-automations list, scored 04 / OBJECTIONS, ANSWERED
The three things principals say next "Our aggregator / licensee handles tech." They handle their platform - your obligations and your workflows are yours.
"Client data can't touch AI." The review itself is analysis, not AI on client data - and data boundaries are written into the SOW.
"Show me another broker who's done it." We'll show you the deliverable instead - that's what you're buying.
05 / NEXT
Your staff already use AI. The register can exist in 2-4 weeks.