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WHO WE HELP / FINANCIAL SERVICES

AI your licence can live with

ASIC found roughly half of licensees reviewed had no AI-specific risk policies while staff already use AI daily (REP 798); CPS 230 is in force; advice documentation is being re-engineered under DBFO. The regulator conversation about AI has started whether you've joined it or not.

Book an intro call See a sample report

02 / WHAT WE FIND

What we find in firms like yours

PAIN 01

Shadow AI, uninventoried

Staff already use AI tools nobody has listed, assessed or governed - and the register your regulator expects doesn't exist yet.

PAIN 02

File preparation labour

Loan and advice file preparation eats senior hours on work that is high-volume, rule-bound and measurable - the profile automation pays in.

PAIN 03

Registers kept by hand

Compliance registers maintained manually, under deadline, by people whose time is worth more than the task.

03 / THE OFFER FOR YOU

AI Risk & Readiness Review

The register, the policy, the board pack, and the safe-next-automations list, in 2-4 weeks at a fixed fee. Then build only what survived scoring.

See the review
  • AI-use inventory across the firm
  • Risk register and practical use policy
  • Board pack your directors can defend
  • Safe-next-automations list, scored

04 / OBJECTIONS, ANSWERED

The three things principals say next

"Our aggregator / licensee handles tech."

They handle their platform - your obligations and your workflows are yours.

"Client data can't touch AI."

The review itself is analysis, not AI on client data - and data boundaries are written into the SOW.

"Show me another broker who's done it."

We'll show you the deliverable instead - that's what you're buying.

05 / NEXT

Your staff already use AI. The register can exist in 2-4 weeks.

Book an intro call See a sample report